DeWaay Financial Network (DFN) is a fast growing independent broker/dealer headquartered in the Midwest. We work with some of the most innovative registered investment advisers in the industry who specialize in catering to affluent investors. We understand the needs of clients who require extensive investment choices to diversify their portfolios. We provide a supportive environment for all individual representatives to thrive and grow. DFN provides affiliates with exceptional service, professional development and profitability.

As a broker/dealer, we are in charge of processing the investment business of the financial professionals who affiliate with us. These professionals (registered representatives) are independent business owners who provide financial guidance to their clients. Because the securities industry is heavily regulated, representatives can only have one broker/dealer to ensure there is an established, clear chain of supervision and responsibility.

As a broker/dealer, DFN is responsible for following securities laws as well as ensuring that our representatives:

• Also follow securities laws
• Are properly licensed
• Correctly complete and maintain paperwork
• Demonstrate responsibility
• Avoid conflicts of interest

DFN is different from other broker-dealers in the way it maintains an objective viewpoint concerning all securities. We recognize the fact that there are thousands of investment opportunities to the investing public. Neither financial professionals nor the clients they represent should feel restricted to traditional marketable securities such as stocks, bonds and mutual funds.

DFN is committed to providing 100 percent satisfaction for our representatives and to achieve that commitment, we will do everything within our power to help advisers reach their goals.